Warren Carrick
Warren Carrick is a PFS-designated registered investment advisor at Sledge and Company Wealth Advisors, based in High Point, NC, with 16 years of industry experience. Warren operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 200 clients with $180M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.40% |
| $500K - $1.0M | 1.25% |
| $1.0M - $3.0M | 1.00% |
| $3.0M - $10.0M | 0.90% |
| $10M+ | 0.90% |
Fees are negotiable and can be higher or lower based on account size and complexity. Fees for amounts over $10,000,000 are fully negotiable.
Fee Estimator
Location
115 W. State Avenue, High Point, NC, 27262
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Warren is a CPA/Partner at Sledge and Company, PLLC, focusing on individual and business taxation. He is also a Registered Representative at Capital Investment Group, Inc., a broker-dealer.
Employment History
Current Registrations
Sledge and Company Wealth Advisors
Previous Registrations
The Wealth Group, LTD
Capital Investment Advisory Services, LLC
Capital Investment Group, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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