Xavier Smith is a registered investment advisor, based in Greenwood Village, CO, with 8 years of industry experience.
Location
8515 East Orchard Rd 4T2, Greenwood Village, CO, 80111
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Empower Financial Services, INC.
October 2024 - Present · 1 yr 7 mos
Empower Advisory Group, LLC
October 2024 - Present · 1 yr 7 mos
Empower Financial Services, INC.Broker
October 2024 - Present · 1 yr 7 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2019 - August 2024 · 5 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2019 - August 2024 · 5 yrs 4 mos
PFS Investments INC.Broker
October 2010 - January 2012 · 1 yr 3 mos
State Registrations45 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.