Susan Shaw is a registered investment advisor at Cetera Investment Advisers LLC, based in Yuba City, CA, with 14 years of industry experience. Susan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
849 Lincoln Rd, # 41, Yuba City, CA, 95991
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Susan is the Vice President of Meyer Bookkeeping & Tax Service Inc. and Shaw & Associates, providing accounting, bookkeeping, tax preparation, and payroll services, dedicating full-time hours to these roles. She also participates in other activities including ownership of a baseball team, volunteering for the police department, and advising the California Society of Enrolled Agents.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.