Peter Warren is a registered investment advisor, based in Austin, TX, with 16 years of industry experience.
Location
6500 River Place Blvd., Bldg. 1, Ste. 203, Austin, TX, 78730
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Peter is a Senior Advisor at Victory Financial Group, dedicating full-time hours to this role. He also owns rental properties, spends minimal time on landlord duties, and works as an agent for company benefits and fixed insurance, dedicating a few hours per week to each.
Employment History
Current Registrations
Purshe Kaplan Sterling Investments
Purshe Kaplan Sterling InvestmentsBroker
Victory Financial
Previous Registrations
Equitable Advisors, LLC
Equitable Advisors, LLCBroker
State Registrations12 states
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