Ari Uusimaki
Ari Uusimaki is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Alexandria, VA, with 16 years of industry experience. Ari operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Alexandria, VA
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Ari is an agent for Avantax Insurance Agency, selling equity indexed annuities and potentially other insurance products, dedicating about 10-20% of his time. He also works as an insurance agent assisting businesses and individuals with group coverages and plan implementation, spending about a quarter of his time on this. Ari is also the owner of FOREC Financial, LLC, spending about half his time on operational and marketing activities, and a board member for Sacramento Mews Place HOA, dedicating minimal time.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
Metlife Securities INC.
Metlife Securities INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.