Nicole Harrison is a CFP-designated registered investment advisor, based in Rockville, MD, with 16 years of industry experience.
Location
2101 Gaither Rd, Ste 600, Rockville, MD, 20850
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Nicole is a volunteer board member for Collaborative Project of Maryland since 2018. This requires minimal time commitment.
Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.
April 2010 - August 2023 · 13 yrs 4 mos
Securian Financial Services, INC.Broker
January 2010 - August 2023 · 13 yrs 7 mos
State Registrations11 states
ARDCFLILMDNENVNYPATXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.