TrueAdvisor
TrueAdvisor
AK
AK

Anna Kim

Sei Investments Management CORP
15 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementEstate Planning
Sei Investments Management CORP
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
125 advisors
Number of Clients
99,622 clients
Average Client Portfolio
$2.0M average
Assets Under Management
$198.1B

Fee Structure

Financial Planning:Investment management only

Location

Ashburn, VA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Sei Investments Management CORP
January 2022 - Present · 4 yrs 1 mo
Sei Investments Distribution CO.
January 2022 - Present · 4 yrs 1 mo
Sei Investments Distribution CO.Broker
January 2022 - Present · 4 yrs 1 mo
Previous Registrations
Parnassus Funds Distributor, LLCBroker
September 2021 - January 2022 · 4 mos
Foreside Fund Services, LLCBroker
June 2021 - January 2022 · 7 mos
Northern Funds Distributors, LLCBroker
June 2021 - January 2022 · 7 mos
Quasar Distributors, LLCBroker
June 2021 - January 2022 · 7 mos
Sterling Capital Distributors, LLCBroker
June 2021 - January 2022 · 7 mos
Compass Distributors, LLCBroker
June 2021 - January 2022 · 7 mos
Foreside Distribution Services, L.P.Broker
June 2021 - January 2022 · 7 mos
Foreside Financial Services, LLCBroker
June 2021 - January 2022 · 7 mos
Foreside Funds Distributors LLCBroker
June 2021 - January 2022 · 7 mos
Funds Distributor, LLCBroker
June 2021 - January 2022 · 7 mos
Imst Distributors, LLCBroker
June 2021 - January 2022 · 7 mos
Mgi Funds Distributors, LLCBroker
June 2021 - January 2022 · 7 mos
Grove Point Advisors, LLC
April 2021 - May 2021 · 1 mo
H. Beck, INC.
September 2018 - April 2021 · 2 yrs 7 mos
Grove Point Investments, LLCBroker
April 2010 - May 2021 · 11 yrs 1 mo
State Registrations2 states
PAVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.