Jerome Williams
Jerome Williams is a registered investment advisor at LPL Financial LLC, based in Tarrytown, NY, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
120 White Plains Rd Ste 112, Tarrytown, NY, 10591
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Jerome operates his LPL business through Lexco Wealth Management and is also a Registered Investment Advisor. He also sells non-variable insurance products, including life, health, Medicare, LTC, and accident insurance, and works with Advisors Insurance Brokers, dedicating minimal time to each of these insurance-related activities.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Lexco Wealth Management, INC.
Lexco Wealth Management, INC.
Lexco Wealth Management, INC.
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Metlife Securities INC.Broker
David Lerner Associates, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.