SA
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Shahedul Alam

12 Years of Experience
Brooklyn, NY
Broker

Shahedul Alam is a registered investment advisor at Citigroup Global Markets INC., based in Brooklyn, NY, with 12 years of industry experience. Shahedul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 56,938 clients with $47B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2418 advisors
Number of Clients
56,938 clients
Average Client Portfolio
$823K average
Assets Under Management
$46.9B

Fee Structure

CGMI offers various investment advisory programs with different fee structures. The CGMI fee is an annualized, fixed, asset-based fee of up to 2% that is negotiable based on a number of factors. Clients may also pay separate fees to third-party investment managers, generally ranging from 0.05% to 1.00% depending on the asset class and investment style. These fees do not include additional charges such as wire transfer fees, taxes, or brokerage commissions for trades executed outside of CGMI or Clearing Firm.

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Location

Brooklyn, NY

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Citigroup Global Markets INC.
August 2022 - Present · 3 yrs 9 mos
Citigroup Global Markets INC.
September 2021 - Present · 4 yrs 8 mos
Citigroup Global Markets INC.Broker
September 2021 - Present · 4 yrs 8 mos
Previous Registrations
Nylife Securities LLCBroker
December 2015 - September 2021 · 5 yrs 9 mos
J.P. Morgan Securities LLCBroker
August 2014 - November 2015 · 1 yr 3 mos
Nylife Securities LLCBroker
July 2010 - August 2011 · 1 yr 1 mo
State Registrations1 state
NY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Shahedul Alam - Financial Advisor | TrueAdvisor