MC
MC

Mauricio Cardenas

11 Years of Experience
Winter Park, FL
Broker

Mauricio Cardenas is a registered investment advisor at Raymond James & Associates, INC., based in Winter Park, FL, with 11 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...

Location

631 W Morse Blvd, Suite 125, Winter Park, FL, 32789

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Raymond James & Associates, INC.
May 2020 - Present · 6 yrs
Raymond James & Associates, INC.
April 2020 - Present · 6 yrs 1 mo
Raymond James & Associates, INC.Broker
April 2020 - Present · 6 yrs 1 mo
Previous Registrations
Allgen Financial Services, INC.
September 2014 - October 2015 · 1 yr 1 mo
Iaa Financial LLCBroker
June 2014 - September 2014 · 3 mos
International Assets Investment Management, LLC
June 2014 - September 2014 · 3 mos
International Assets Advisory, LLCBroker
May 2014 - September 2014 · 4 mos
Wells Fargo Advisors, LLC
December 2012 - April 2014 · 1 yr 4 mos
Wells Fargo Advisors, LLCBroker
December 2012 - April 2014 · 1 yr 4 mos
Morgan Stanley
November 2010 - December 2012 · 2 yrs 1 mo
Morgan Stanley Smith Barney LLC
February 2010 - November 2010 · 9 mos
Morgan StanleyBroker
January 2010 - December 2012 · 2 yrs 11 mos
State Registrations8 states
DEFLNCNJOKRISDTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.