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Abraham Barrera

Wealth Enhancement Advisory Services, LLC
16 Years of Experience
Houston, TX
1 DisclosureBroker
View SEC Summary
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Abraham Barrera is a registered investment advisor at Wealth Enhancement Advisory Services, LLC, based in Houston, TX, with 16 years of industry experience. Abraham is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 85,001 clients with $120B in assets under management.

Wealth Enhancement Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1009 advisors
Number of Clients
85,001 clients
Average Client Portfolio
$1.4M average
Assets Under Management
$122.2B

Fee Structure

Wealth Enhancement Advisory Services (WEAS) charges a percentage of your portfolio each year for investment management. The exact fee is negotiable and depends on the complexity of the services, but it will not exceed 2% per year of the value of your portfolio. WEAS may waive or discount fees for employees or relatives of employees of Wealth Enhancement Group, LLC. WEAS may also engage separate management firms to assist in managing your assets. These firms charge a fee for their services, which are in addition to WEAS’ advisory fees.

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Location

1800 W Loop S, Suite 1900, Houston, TX, 77027

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History

Regulatory History (1)
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Customer Dispute
September 2023
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Abraham uses Wealth Enhancement Group as a DBA for his LPL business since 2020. This activity is investment-related.

Employment History
Current Registrations
Wealth Enhancement Advisory Services, LLC
October 2020 - Present · 6 yrs
Wealth Enhancement Brokerage Services, LLC
October 2020 - Present · 6 yrs
Wealth Enhancement Brokerage Services, LLCBroker
October 2020 - Present · 6 yrs
Previous Registrations
LPL Financial LLC
March 2021 - April 2021 · 1 mo
LPL Financial LLCBroker
October 2020 - December 2022 · 2 yrs 2 mos
Bbva Wealth Solutions INC.
July 2014 - September 2020 · 6 yrs 2 mos
Bbva Securities INC.Broker
May 2013 - September 2020 · 7 yrs 4 mos
Bbva Compass Investment Solutions, INCBroker
January 2011 - May 2013 · 2 yrs 4 mos
Chase Investment Services CORP.Broker
December 2009 - October 2010 · 10 mos
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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