Rozina Rupani
Rozina Rupani is a registered investment advisor at Ameriprise Financial Services, LLC, based in Manhattan Beach, CA, with 13 years of industry experience. Rozina operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
1440 Rosecrans Ave, Manhattan Beach, CA, 90266-3702
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Rozina works as a registered client associate at Kinecta Fed Credit Union since 2021. This investment-related role takes about a quarter of her time, including time during trading hours.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Kinecta Financial & Insurance Services
Kinecta Financial & Insurance ServicesBroker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
State Registrations28 states
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