SW
SW

Stephanie Shaw Walker

15 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
14 advisors
Number of Clients
476 clients
Average Client Portfolio
$317.1M average
Assets Under Management
$150.9B

Fee Structure

Financial Planning:Investment management only
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Location

333 S. Grand Avenue, 40th Floor, Los Angeles, CA, 90071

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Payden & Rygel
November 2017 - Present · 8 yrs 3 mos
Payden & Rygel DistributorsBroker
November 2017 - Present · 8 yrs 3 mos
Previous Registrations
Blackrock Investment Management, LLC
March 2017 - September 2017 · 6 mos
Blackrock Investments, LLCBroker
December 2016 - September 2017 · 9 mos
Goldman, Sachs & CO.Broker
February 2012 - August 2016 · 4 yrs 6 mos
Sun Life Financial Distributors, INC.Broker
April 2010 - December 2011 · 1 yr 8 mos
State Registrations12 states
CACTFLGAMAMONCNJNYSCSDTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.