Homero Diaz
Homero Diaz is a registered investment advisor at Castleview Partners, LLC, based in Coral Gables, FL, with 16 years of industry experience. Homero operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 594 clients with $420M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.75% |
| $500K - $1.0M | 1.50% |
| $1.0M - $5.0M | 1.25% |
| $5.0M - $10.0M | 0.50% |
| $10M+ | 0.50% |
Fees are negotiable based on the complexity of the client's situation, amount of assets managed, anticipated future additional assets, and other factors.
Fee Estimator
Location
814 Ponce de Leon, Suite 500, Coral Gables, FL, 33134
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Homero works as a financial advisor through Castleview Partners LLC, dedicating a significant portion of his time. He also works as a food delivery driver and invests in real estate, and sells advisory, brokerage and insurance products.
Employment History
Current Registrations
Castleview Partners, LLC
Previous Registrations
Kovack Securities INC.Broker
Advisory Investor Services LLC
Hsbc Securities (USA) INC.
Hsbc Securities (USA) INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Metlife Securities INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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