PJ
PJ

Patrick Michael Jeffs-Catone

14 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningEducation PlanningTax PlanningCharitable GivingFinancial Planning & CoachingReal Estate InvestingBusiness OwnersHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
29 advisors
Number of Clients
1,490 clients
Average Client Portfolio
$591K average
Assets Under Management
$880.4M

Fee Structure

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Location

201 E. Sandpointe Avenue, #460, South Coast Metro, CA, 92707

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Patrick is affiliated with multiple investment advisory firms, including Golden State Wealth Management, Redwood Investment Group, and Golden State Asset Management. He dedicates nearly full-time hours to these investment-related activities.

Employment History
Current Registrations
Ascentis Independent Advisors, LLC
September 2022 - Present · 3 yrs 5 mos
Ascentis Asset Management, LLC
March 2022 - Present · 3 yrs 11 mos
LPL Financial LLC
January 2019 - Present · 7 yrs 1 mo
LPL Financial LLCBroker
January 2019 - Present · 7 yrs 1 mo
Golden State Wealth Management, LLC
August 2013 - Present · 12 yrs 6 mos
Redwood Investment Group, INC
June 2013 - Present · 12 yrs 8 mos
Previous Registrations
Golden State Asset Management
July 2020 - March 2022 · 1 yr 8 mos
Golden State Equity Advisors, LLC
March 2018 - September 2022 · 4 yrs 6 mos
LPL Financial LLC
July 2016 - December 2016 · 5 mos
LPL Financial LLC
June 2012 - January 2016 · 3 yrs 7 mos
LPL Financial LLCBroker
June 2012 - March 2018 · 5 yrs 9 mos
Raymond James Financial Services Advisors, INC
July 2011 - June 2012 · 11 mos
Raymond James Financial Services, INC.Broker
February 2011 - June 2012 · 1 yr 4 mos
State Registrations50 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.