David Gottlieb is a registered investment advisor, based in West Orange, NJ, with 16 years of industry experience.
Location
West Orange, NJ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David refers individuals to a licensed insurance agent for fixed life insurance policies, dedicating a few hours per week. He also works as an Investment Advisor Representative for Savvy Advisors (full-time) and owns Wealth Retention LLC, a DBA for financial services (about 10-20% of his time).
Employment History
Current Registrations
Apw Capital, INC.
Apw Capital, INC.Broker
Savvy
Previous Registrations
Dai Securities, LLCBroker
Prosperity - an Eisneramper Company
Dai Securities, LLCBroker
Eisneramper Wealth Management & Corporate Benefits, LLC
Apw Capital, INC.Broker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Morgan Stanley
Morgan StanleyBroker
Empire Asset Management CompanyBroker
Icm Capital Markets LTD.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.