JM
JM

John Mclaughlin

15 Years of Experience
Memphis, TN
Broker

John Mclaughlin is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Memphis, TN, with 15 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
Loading...

Location

6750 Poplar, Suite 512, Memphis, TN, 38138

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

John is a registered representative for The Avenue Wealth Management Memphis since February 2024. This takes about half of his time, with about a quarter of his time spent during trading hours.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
June 2024 - Present · 1 yr 11 mos
Raymond James Financial Services, INC.Broker
February 2024 - Present · 2 yrs 3 mos
Previous Registrations
B. Riley Wealth ManagementBroker
August 2010 - February 2024 · 13 yrs 6 mos
State Registrations32 states
ALARAZCACOFLGAILKSKYLAMAMDMIMNMOMSNCNHNJNMNYOHOKPASCTNTXVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Mclaughlin - Financial Advisor | TrueAdvisor