Saji Philip is a registered investment advisor at LPL Financial LLC, based in Princeton, NJ, with 16 years of industry experience. Saji is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
116 Village Blvd Ste 200, Princeton Forrestal Village, Princeton, NJ, 08540
Get directionsHistory
Regulatory History (3)
Customer Dispute
October 2015Customer Dispute
November 2014Employment Separation After Allegations
July 2014Other Business Activities
Saji operates under the DBA Gladstone Advisors for his LPL business, dedicating full-time hours to it. He also owns Growing Stars, Inc., an online tutoring service, spending minimal time on it for tax/investment purposes.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC.
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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