CA
CA

Christine Austin

14 Years of Experience
Bethesda, MD
11 DisclosuresBroker

Christine Austin is a registered investment advisor at Morgan Stanley, based in Bethesda, MD, with 14 years of industry experience. Christine is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

7500 Old Georgetown Road 10th Floor, Bethesda, MD, 20814

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History

Regulatory History (11)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
April 2021
Final
Financial
April 2021
Final
Financial
January 2021
Final
Financial
October 2020
Final
Financial
June 2020
Final
Financial
March 2020
Final
Financial
November 2019
Final
Financial
July 2019
Final
Financial
June 2019
Final
Financial
October 2018
Final
Financial
July 2018
Final
Employment History
Current Registrations
Morgan Stanley
November 2025 - Present · 11 mos
Morgan StanleyBroker
October 2025 - Present · 1 yr
Previous Registrations
Morgan StanleyBroker
January 2023 - April 2024 · 1 yr 3 mos
E*trade Securities LLCBroker
November 2017 - March 2023 · 5 yrs 4 mos
Charles Schwab & CO., INC.Broker
March 2010 - January 2017 · 6 yrs 10 mos
State Registrations44 states
ARAZCACOCTDCDEFLGAIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNHNJNVNYOHOKORPARISCTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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