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Amy Koch

16 Years of Experience
Memphis, TN
BrokerSells Insurance

Amy Koch is a registered investment advisor, based in Memphis, TN, with 16 years of industry experience.

Location

5350 Poplar Avenue, Suite 600, Memphis, TN, 38119

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Amy works as a Senior Vice President and Financial Advisor for Hays Financial Group and as an independent contractor for M.S. Howells & Co., dedicating full-time hours to both. She also serves as Treasurer/Board Member for Beale Street Caravan and President for Memphis Citivan, spending minimal time on each.

Employment History
Current Registrations
M. S. Howells & CO.Broker
June 2024 - Present · 1 yr 10 mos
Duncan Williams Asset Management, LLC
June 2024 - Present · 1 yr 10 mos
Previous Registrations
B. Riley Wealth Advisors, INC.
August 2022 - June 2024 · 1 yr 10 mos
B Riley Wealth Management
May 2014 - December 2022 · 8 yrs 7 mos
B. Riley Wealth ManagementBroker
April 2014 - June 2024 · 10 yrs 2 mos
John Hancock Distributors LLCBroker
January 2010 - April 2014 · 4 yrs 3 mos
State Registrations6 states
ALARAZMSSCTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.