Derek Main is a registered investment advisor, based in Tacoma, WA, with 15 years of industry experience.
Location
Tacoma, WA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Derek is a co-owner of Meta Development Co LLC, a dormant, close-held family real estate development company, since 2000. He spends minimal time on this activity.
Employment History
Current Registrations
Vanderbilt Securities, LLCBroker
October 2025 - Present · 7 mos
First Main Capital
July 2022 - Present · 3 yrs 10 mos
Previous Registrations
MML Investors Services, LLCBroker
July 2020 - November 2021 · 1 yr 4 mos
MML Investors Services, LLC
July 2020 - November 2021 · 1 yr 4 mos
Prudential Financial Planning Services
January 2018 - June 2020 · 2 yrs 5 mos
Pruco Securities, LLC.Broker
December 2017 - June 2020 · 2 yrs 6 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
November 2014 - October 2017 · 2 yrs 11 mos
Advice and Planning Services
November 2014 - October 2017 · 2 yrs 11 mos
Morgan StanleyBroker
October 2011 - October 2014 · 3 yrs
Morgan Stanley
October 2011 - October 2014 · 3 yrs
Edward Jones
February 2010 - October 2011 · 1 yr 8 mos
Edward JonesBroker
January 2010 - October 2011 · 1 yr 9 mos
State Registrations2 states
NYWA
AdvisorBroker
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Exams
No exam information available for this advisor.