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Cody Horton

16 Years of Experience
Victoria, TX
Broker

Cody Horton is a registered investment advisor at Wells Fargo Advisors, based in Victoria, TX, with 16 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

One O'Connor Plaza Ste 860, [Satellite], Victoria, TX, 77901

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Cody has 100% ownership of Horton Family Business LLC since January 2023. This takes nearly full-time, with 100 hours during trading/FINET practice.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
May 2023 - Present · 3 yrs
Wells Fargo Advisors
May 2023 - Present · 3 yrs
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
September 2015 - May 2023 · 7 yrs 8 mos
Wells Fargo Clearing Services, LLC
September 2015 - May 2023 · 7 yrs 8 mos
Edward Jones
February 2010 - September 2015 · 5 yrs 7 mos
Edward JonesBroker
January 2010 - September 2015 · 5 yrs 8 mos
State Registrations10 states
AZILMANCNMNYOKPATNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.