Richard Sebastian
Richard Sebastian is a registered investment advisor at Gwn Securities INC., based in Bluffton, SC, with 15 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 37,091 clients with $3.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
GWN Securities offers several managed account programs with fees based on a percentage of your portfolio's value. These fees are typically billed quarterly. The specific fees vary depending on the program you choose and the amount you invest. Some programs have minimum account sizes and platform fees. GWN's fees do not include brokerage and custodial services. GWN may also recommend third-party money managers, which will result in additional fees.
Location
97A Towne Dr, Bluffton, SC, 29910
Get directionsHistory
Regulatory History (1)
Judgment / Lien
December 2012Other Business ActivitiesSells Insurance
Richard is the President/Managing Partner of Harbor Light Insurance & Wealth Advisors LLC since 2009, dedicating full-time hours to this business. He is also life licensed and occasionally provides life insurance quotes/policies or fixed annuity products to customers, spending a few hours per week on this activity.
Employment History
Current Registrations
Gwn Securities INC.
Gwn Securities INC.Broker
Previous Registrations
Gwn Securities INC.
Oak Mountain Capital Partners
Southeast Investments, N.c., INC.
Southeast Investments, N.c., INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.