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Catherine Gallant

14 Years of Experience
St. Petersburg, FL
Broker

Catherine Gallant is a registered investment advisor at Raymond James & Associates, INC., based in St. Petersburg, FL, with 14 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

880 Carillon Parkway, St. Petersburg, FL, 33716

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
January 2020 - Present · 6 yrs 4 mos
Raymond James & Associates, INC.Broker
January 2020 - Present · 6 yrs 4 mos
Raymond James Financial Services Advisors, INC
April 2018 - Present · 8 yrs 1 mo
Raymond James Financial Services, INC.Broker
April 2018 - Present · 8 yrs 1 mo
Previous Registrations
Raymond James & Associates, INC.
April 2017 - March 2018 · 11 mos
Raymond James & Associates, INC.Broker
April 2017 - March 2018 · 11 mos
Global Financial Private Capital, LLC
May 2015 - March 2017 · 1 yr 10 mos
G.F. Investment Services, LLCBroker
October 2014 - March 2017 · 2 yrs 5 mos
Suntrust Investment Services, INC.Broker
June 2010 - February 2013 · 2 yrs 8 mos
State Registrations1 state
FL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Catherine Gallant - Financial Advisor | TrueAdvisor