Nicholas Attard is a CFA-designated registered investment advisor at RBC Securities, INC., based in New York, NY, with 13 years of industry experience. Nicholas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,451 clients with $1.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1M+ | 1.00% |
Rates shown are for growth-oriented strategies. Fixed income and conservative strategies charge 0.80% on the first $1M and 0.65% on amounts over $1M. Fees are negotiable in certain circumstances.
Fee Estimator
Location
400 Park Avenue,, 8th Floor, New York, NY, 10022
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Nicholas is the Treasurer and board member of the Bartlett Arboretum and Gardens, a nonprofit organization. He is also a committee member for the Old Colony YMCA, dedicating minimal time to approving budgets and overseeing financial reporting.
Employment History
Current Registrations
RBC Securities, INC.
RBC Securities, INCBroker
RBC Securities, INC
Previous Registrations
Deutsche Bank Securities INC.Broker
Commonfund Securities, INC.Broker
Morgan Stanley
Morgan StanleyBroker
State Registrations51 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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