Nicholas Attard is a CFA-designated registered investment advisor at RBC Securities, INC., based in New York, NY, with 12 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,451 clients with $1.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
RBC Securities offers a wrap fee program where you pay a single bundled fee that covers portfolio management, transaction costs, and custodial services. The fee is based on the market value of your account.
For Moderate Growth & Income, Growth & Income, Capital Growth, and Aggressive Capital Growth strategies:
- 1.25% annually on the first $1,000,000
- 1.00% annually on assets over $1,000,000
For Diversified Fixed Income and Conservative Growth & Income strategies:
- 0.80% annually on the first $1,000,000
- 0.65% annually on assets over $1,000,000
There is a $500 minimum annual fee. These fees are negotiable in certain circumstances.
Location
400 Park Avenue,, 8th Floor, New York, NY, 10022
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Nicholas is the Treasurer and board member of the Bartlett Arboretum and Gardens, a nonprofit organization. He is also a committee member for the Old Colony YMCA, dedicating minimal time to approving budgets and overseeing financial reporting.
Employment History
Current Registrations
RBC Securities, INC.
RBC Securities, INCBroker
RBC Securities, INC
Previous Registrations
Deutsche Bank Securities INC.Broker
Commonfund Securities, INC.Broker
Morgan Stanley
Morgan StanleyBroker
State Registrations51 states
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