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CFP
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CFP

Sean Mccauley

Rfg Advisory, LLC
16 Years of Experience
Southlake, TX
Sells Insurance
View SEC Summary
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Sean Mccauley is a CFP-designated registered investment advisor at Rfg Advisory, LLC, based in Southlake, TX, with 16 years of industry experience. Sean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 13 more. Their firm serves 17,410 clients with $8B in assets under management.

Rfg Advisory, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
186 advisors
Number of Clients
17,410 clients
Average Client Portfolio
$458K average
Assets Under Management
$8.0B

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.35%

Fees are negotiated between the client and the financial advisor up to a maximum of 2.35%, which includes an RFG platform fee of up to 0.50%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

550 Reserve Street, Suite 190, Southlake, TX, 76092

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Sean is the owner of Cross Timbers Financial Group, working full-time. He is also an agent for Financial Independence Group (FIG) selling variable and life insurance, dedicating about half of his time, and works full-time for RFG Advisory LLC.

Employment History
Current Registrations
Rfg Advisory, LLC
March 2023 - Present · 3 yrs 7 mos
Previous Registrations
Private Client Services, LLCBroker
March 2023 - December 2025 · 2 yrs 9 mos
Ameriprise Financial Services, LLCBroker
April 2016 - March 2023 · 6 yrs 11 mos
Ameriprise Financial Services, LLC
April 2016 - March 2023 · 6 yrs 11 mos
USAA Financial Planning Services
February 2014 - April 2016 · 2 yrs 2 mos
USAA Financial Advisors, INC.Broker
February 2014 - April 2016 · 2 yrs 2 mos
TD Ameritrade, INC.
February 2012 - January 2014 · 1 yr 11 mos
Amerivest Investment Management, LLC
February 2012 - January 2014 · 1 yr 11 mos
TD Ameritrade, INC.Broker
February 2012 - January 2014 · 1 yr 11 mos
Bbva Compass Investment Solutions, INCBroker
July 2011 - January 2012 · 6 mos
Chase Investment Services CORP.Broker
July 2010 - June 2011 · 11 mos
Chase Investment Services CORP.
July 2010 - June 2011 · 11 mos
Edward Jones
March 2010 - May 2010 · 2 mos
Edward JonesBroker
February 2010 - May 2010 · 3 mos
State Registrations1 state
TX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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