NK
NK

Neel Keiser

15 Years of Experience
Kenesaw, NE
BrokerSells Insurance

Neel Keiser is a registered investment advisor at LPL Financial LLC, based in Kenesaw, NE, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

Loading...

Location

401 North Smith Avenue, Kenesaw, NE, 68956

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Neel operates ACB Group Investments and Insurance as a DBA for LPL business and fulfills a financial institution duty at Adams County Bank, both taking nearly full-time. He also serves as Executive Vice President at Adams County Bank, selling life insurance, fixed annuities, and crop insurance, dedicating a few hours per week.

Employment History
Current Registrations
LPL Financial LLC
April 2020 - Present · 6 yrs 3 mos
LPL Financial LLCBroker
April 2020 - Present · 6 yrs 3 mos
Previous Registrations
Securities America Advisors, INC.
May 2010 - April 2020 · 9 yrs 11 mos
Securities America, INC.Broker
March 2010 - April 2020 · 10 yrs 1 mo
State Registrations8 states
AZCOIAKSMONESDTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Neel Keiser - Financial Advisor | TrueAdvisor