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David Smith

16 Years of Experience
Farmington Hls, MI
Broker

David Smith is a registered investment advisor, based in Farmington Hls, MI, with 16 years of industry experience.

Location

33533 W Twelve Mile Rd, Suite 310, Farmington Hls, MI, 48331

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

David is a member of the executive board of the Detroit Athletic Club, spending a few hours per week. He has held positions including Director of Hockey Operations, Vice President, and President.

Employment History
Current Registrations
Cetera Investment Services LLCBroker
June 2019 - Present · 6 yrs 11 mos
Cetera Investment Services LLC
June 2019 - Present · 6 yrs 11 mos
Cetera Investment Advisers LLC
June 2019 - Present · 6 yrs 11 mos
Previous Registrations
Foresters Advisory Services, LLC
April 2016 - June 2019 · 3 yrs 2 mos
Foresters Financial Services, INC.Broker
January 2010 - June 2019 · 9 yrs 5 mos
State Registrations23 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
David Smith - Financial Advisor | TrueAdvisor