JM
CFP · PFS
JM
CFP · PFS

James Sean Mcgettigan

5 Years of Experience
Areas of Practice
Investment ManagementFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
13 advisors
Number of Clients
1,447 clients
Average Client Portfolio
$2.1M average
Assets Under Management
$3.1B

Fee Structure

Minimum Investment:$500K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $3.0M1.00%
$3.0M - $5.0M0.85%
$5.0M - $10.0M0.65%
$10M+0.55%

Fees are negotiable and may vary.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

4900 N. Scottsdale Road, Suite 2600, Scottsdale, AZ, 85251

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

James is the manager, managing shareholder, and owner of JSMH Enterprises, LLC, a personal holdings consulting business that holds tax software and is used for tax consulting/compliance. He dedicates a few hours per week to this activity.

Employment History
Current Registrations
Stoker Ostler, a Part of BMO Financial Group
January 2024 - Present · 2 yrs 1 mo
Previous Registrations
Miller Russell Associates
February 2012 - October 2014 · 2 yrs 8 mos
Genspring Family Offices, LLC
July 2010 - December 2011 · 1 yr 5 mos
State Registrations1 state
AZ
Advisor
Exams
No exam information available for this advisor.