James Mcgettigan
James Mcgettigan is a CFP, PFS-designated registered investment advisor at Stoker Ostler, a Part of BMO Financial Group, based in Scottsdale, AZ, with 6 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 3 more. Their firm serves 1,585 clients with $3.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $3.0M | 1.00% |
| $3.0M - $5.0M | 0.85% |
| $5.0M - $10.0M | 0.65% |
| $10M+ | 0.55% |
Fees are negotiable based on total household assets, account composition, scope of services, and other factors. Previous fee schedules may still apply to certain existing clients.
Fee Estimator
Location
4900 N. Scottsdale Road, Suite 2600, Scottsdale, AZ, 85251
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James is the manager, managing shareholder, and owner of JSMH Enterprises, LLC, a personal holdings consulting business that holds tax software and is used for tax consulting/compliance. He dedicates a few hours per week to this activity.
Employment History
Current Registrations
Stoker Ostler, a Part of BMO Financial Group
Previous Registrations
Miller Russell Associates
Genspring Family Offices, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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