Sam Irvine
Sam Irvine is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Rochester, NY, with 12 years of industry experience. Sam operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
100 Meridian Centre Blvd, Suite 200, Rochester, NY, 14618
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Sam works full-time as a financial advisor for Davie Kaplan Wealth Care Advisors, LLC and DKCB Financial Advisors, LLC. He also dedicates minimal time to insurance planning through Avantax Insurance Agency and/or Avantax Insurance Services and serves on the finance committee for Greater Rochester Habitat for Humanity, spending a few hours per week.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Davie Kaplan Wealth Care Advisors, LLC
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
1st Global Capital CORP.Broker
Morgan Stanley
Morgan StanleyBroker
State Registrations25 states
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