LG
LG

Laurence Goldstein

16 Years of Experience
Tucson, AZ
BrokerSells Insurance

Laurence Goldstein is a registered investment advisor at Cetera Investment Advisers LLC, based in Tucson, AZ, with 16 years of industry experience. Laurence operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

3573 E. Sunrise Drive, Suite 133, Tucson, AZ, 85718

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Laurence sells fixed insurance products including life, disability, annuities, and long-term care, dedicating about half his time to this. He also owns Constellation College Planning, works as a financial professional for DKGB Financial Group and FFEC Wealth Partners, and presides over marriage ceremonies as a minister.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 1 mo
Cetera Wealth Services, LLCBroker
April 2022 - Present · 4 yrs 3 mos
Previous Registrations
Cetera Advisor Networks LLC
April 2022 - June 2023 · 1 yr 2 mos
First Financial Equity Corporation
April 2016 - April 2022 · 6 yrs
First Financial Equity CorporationBroker
April 2016 - April 2022 · 6 yrs
Nova Financial & Insurance Services
April 2014 - June 2016 · 2 yrs 2 mos
Mutual Securities, INC.Broker
December 2013 - April 2016 · 2 yrs 4 mos
New England SecuritiesBroker
March 2010 - December 2013 · 3 yrs 9 mos
State Registrations9 states
AZCACOCTKSNMNVTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.