DM
DM

Daniel Massetti

16 Years of Experience
Saratoga Springs, NY
Broker

Daniel Massetti is a registered investment advisor at Hartford Funds, based in Saratoga Springs, NY, with 16 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 75 clients with $150B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
47 advisors
IM Fee
Planning only
Assets Under Management
$152.1B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Saratoga Springs, NY

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Hartford Funds
January 2020 - Present · 6 yrs 9 mos
Hartford Funds Distributors, LLC
January 2020 - Present · 6 yrs 9 mos
Hartford Funds Distributors, LLCBroker
January 2020 - Present · 6 yrs 9 mos
Previous Registrations
Invesco Advisers, INC.
July 2016 - December 2019 · 3 yrs 5 mos
Invesco Distributors, INC.Broker
June 2016 - December 2019 · 3 yrs 6 mos
Legg Mason Investor Services, LLCBroker
August 2014 - June 2016 · 1 yr 10 mos
Oppenheimerfunds Distributor, INC.Broker
February 2011 - August 2014 · 3 yrs 6 mos
Ekn Financial Services INC.Broker
January 2010 - November 2010 · 10 mos
State Registrations3 states
INNYPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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