Eoin Carroll
Eoin Carroll is a registered investment advisor at LPL Financial LLC, based in Troy, NY, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
712 Hoosick Street, Troy, NY, 12180
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Regulatory History (1)
Customer Dispute
September 2012Other Business ActivitiesSells Insurance
Eoin works at Pioneer Bank as a financial institution duty, spending about half his time there. He also operates Pioneer Wealth Management as a DBA for his LPL business, dedicating nearly full-time hours. Additionally, Eoin is involved with Advisor Insurance Brokers (AIB) selling non-variable insurance, spending a few hours per week.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cetera Investment Services LLCBroker
LPL Financial LLCBroker
New England SecuritiesBroker
MML Investors Services, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.