Eoin Carroll
Eoin Carroll is a registered investment advisor at LPL Financial LLC, based in Glenmont, NY, with 16 years of industry experience. Eoin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
329 Glenmont Rd, Glenmont, NY, 12077
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2012Other Business ActivitiesSells Insurance
Eoin works at Pioneer Bank as a financial institution duty, spending about half his time there. He also operates Pioneer Wealth Management as a DBA for his LPL business, dedicating nearly full-time hours. Additionally, Eoin is involved with Advisor Insurance Brokers (AIB) selling non-variable insurance, spending a few hours per week.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cetera Investment Services LLCBroker
LPL Financial LLCBroker
New England SecuritiesBroker
MML Investors Services, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.