Wendy Grall
Wendy Grall is a registered investment advisor at Charles Schwab Investment Management, INC, based in Lone Tree, CO, with 11 years of industry experience. Wendy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 843,555 clients with $1400B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CSIM manages investment portfolios for individual clients through various programs. Fees for these programs are determined by the program sponsors, not CSIM directly. Clients in these programs typically pay a single fee that covers investment advice, brokerage, and custodial services. The specific fees vary depending on the program and the assets managed.
Location
9800 Schwab Way, Lone Tree, CO, 80124
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Charles Schwab Investment Management, INC
Previous Registrations
Wells Fargo Investment Institute, INC.
Piper Jaffray & CO.
Piper Jaffray Investment Management, LLC
Piper Jaffray & CO.Broker
BMO Capital Markets Gkst INC.Broker
M&i Financial Advisors, INCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.