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Gustavo Nazario

12 Years of Experience
Lexington, KY
Broker

Gustavo Nazario is a registered investment advisor, based in Lexington, KY, with 12 years of industry experience.

Location

201 E. Main St, Suite 520, Lexington, KY, 40507

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Cetera Investment Services LLC
June 2019 - Present · 6 yrs 11 mos
Cetera Investment Services LLCBroker
June 2019 - Present · 6 yrs 11 mos
Cetera Investment Advisers LLC
June 2019 - Present · 6 yrs 11 mos
Previous Registrations
Foresters Advisory Services, LLC
April 2017 - June 2019 · 2 yrs 2 mos
Foresters Financial Services, INC.Broker
February 2015 - June 2019 · 4 yrs 4 mos
First Investors CorporationBroker
January 2010 - December 2011 · 1 yr 11 mos
State Registrations7 states
FLINKYLAOHPRVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Gustavo Nazario - Financial Advisor | TrueAdvisor