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BE
CFP
BE
CFP

Bernardo Escobedo-Diaz

Charles Schwab & CO., INC.
13 Years of Experience
Woodbury, MN
Broker
View SEC Summary
View SEC Summary

Bernardo Escobedo-Diaz is a CFP-designated registered investment advisor at Charles Schwab & CO., INC., based in Woodbury, MN, with 13 years of industry experience. Bernardo is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more.

Charles Schwab & CO., INC.
Compensation
Fixed/Hourly
Firm Size
8406 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Planning is included in investment management
Minimum Annual Fee:$4,000
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M0.80%
$1.0M - $2.0M0.75%
$2.0M - $5.0M0.70%
$5.0M - $10.0M0.50%
$10.0M - $25.0M0.30%
$25M+0.30%

Fees for assets over $25 million are negotiable. A grandfathered schedule exists for clients enrolled prior to October 1, 2024.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

295 Radio Drive, Suite D, Woodbury, MN, 55125

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Charles Schwab & CO., INC.
July 2023 - Present · 3 yrs 3 mos
Charles Schwab & CO., INC.Broker
July 2023 - Present · 3 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2019 - July 2023 · 3 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2019 - July 2023 · 3 yrs 9 mos
Morgan Stanley
July 2018 - September 2019 · 1 yr 2 mos
Morgan StanleyBroker
July 2018 - September 2019 · 1 yr 2 mos
Wells Fargo Clearing Services, LLC
January 2016 - June 2018 · 2 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
January 2016 - June 2018 · 2 yrs 5 mos
Wells Fargo Advisors, LLCBroker
April 2013 - October 2014 · 1 yr 6 mos
Chase Investment Services CORP.Broker
February 2010 - August 2011 · 1 yr 6 mos
State Registrations46 states
AKALARAZCACOCTDCFLGAHIIAIDILINKSKYMAMDMEMIMNMOMSMTNCNDNHNJNMNVNYOHORPARISCSDTNTXUTVAVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Bernardo Escobedo-Diaz - Financial Advisor | TrueAdvisor