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Aaron Smith

Cambridge Investment Research Advisors, INC.
16 Years of Experience
Florence, MA
BrokerSells Insurance
View SEC Summary
View SEC Summary

Aaron Smith is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Florence, MA, with 16 years of industry experience. Aaron is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 361,213 clients with $140B in assets under management.

Cambridge Investment Research Advisors, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3933 advisors
Number of Clients
361,213 clients
Average Client Portfolio
$384K average
Assets Under Management
$138.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum allowable advisory fee is 2.25% annually across platforms. Actual fees are negotiable and set by your financial professional based on account size, complexity, and specific program selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

8 Main St., Florence, MA, 01062

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Aaron is involved in several outside business activities, including serving as President of Streetlight Financial Foundation, Partner at Streetlight On-Demand, and Advisory Rep at CIRA. He also owns Streetlight Financial Real Estate LLC, is an independent insurance agent for various companies through Streetlight Financial Inc, and owns Ledjr Business Services LLC.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
August 2018 - Present · 8 yrs 2 mos
Cambridge Investment Research, INC.Broker
August 2018 - Present · 8 yrs 2 mos
Previous Registrations
MML Investors Services, LLCBroker
March 2017 - August 2018 · 1 yr 5 mos
MML Investors Services, LLC
March 2017 - August 2018 · 1 yr 5 mos
Msi Financial Services, INC.
March 2016 - March 2017 · 1 yr
Msi Financial Services, INC.Broker
January 2015 - March 2017 · 2 yrs 2 mos
New England SecuritiesBroker
February 2010 - January 2015 · 4 yrs 11 mos
State Registrations28 states
AKALAZCACOCTDCDEFLKYMAMDMEMTNCNHNJNMNYPARISCTXVAVTVirgin IslandsWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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