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Leo Goeas

15 Years of Experience
Honolulu, HI
Broker

Leo Goeas is a registered investment advisor at Raymond James & Associates, INC., based in Honolulu, HI, with 15 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

1003 Bishop Street, Suite 1500, Honolulu, HI, 96813

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.Broker
February 2016 - Present · 10 yrs 3 mos
Raymond James & Associates, INC.
February 2016 - Present · 10 yrs 3 mos
Raymond James & Associates, INC.
February 2016 - Present · 10 yrs 3 mos
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
April 2010 - February 2016 · 5 yrs 10 mos
Stifel, Nicolaus & Company, IncorporatedBroker
March 2010 - February 2016 · 5 yrs 11 mos
State Registrations10 states
CACOFLHIILNHNVTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Leo Goeas - Financial Advisor | TrueAdvisor