Brent Caswell
Brent Caswell is a registered investment advisor at Normandy Investment Advisors, based in Independence, MO, with 15 years of industry experience. Brent operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 249 clients with $140M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $5.0M | 0.85% |
| $5.0M - $10.0M | 0.75% |
| $10.0M - $25.0M | 0.65% |
| $25.0M - $50.0M | 0.40% |
| $50.0M - $100.0M | 0.30% |
| $100M+ | 0.25% |
Fees are negotiable. Normandy may waive or reduce fees for employees, former employees, family members, and affiliates.
Fee Estimator
Location
Independence, MO
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brent is the owner of Caswell & Associates, a private entity facilitating securities, advisory, and insurance business operations, dedicating nearly full-time hours during securities trading. He also engages in fixed insurance sales as an agent through Ash Brokerage.
Employment History
Current Registrations
Normandy Investment Advisors
Previous Registrations
Commonwealth Financial NetworkBroker
Commonwealth Financial Network
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
Edward Jones
Edward JonesBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.