Dennis Hou
Dennis Hou is a registered investment advisor at MML Investors Services, LLC, based in W Covina, CA, with 15 years of industry experience. Dennis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
W Covina, CA
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
March 2017Other Business ActivitiesSells Insurance
Dennis is an insurance broker for Integrigent Financial Solutions, selling life, disability, long-term care, fixed, and health insurance, dedicating minimal time to this. Dennis also owns an LLC for pass-through compensation, spending about a quarter of his time on this activity.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
MML Investors Services, LLC
Previous Registrations
Hsbc Securities (USA) INC.Broker
Chase Investment Services CORP.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.