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Osvaldo Gutierrez

Eagle Strategies LLC
8 Years of Experience
Greenville, SC
1 DisclosureBrokerSells Insurance
View SEC Summary
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Osvaldo Gutierrez is a registered investment advisor at Eagle Strategies LLC, based in Greenville, SC, with 8 years of industry experience. Osvaldo is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 133,900 clients with $32B in assets under management.

Eagle Strategies LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2490 advisors
Number of Clients
133,900 clients
Average Client Portfolio
$239K average
Assets Under Management
$32.0B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)

Eagle Strategies offers investment management through several programs where fees vary depending on the specific platform and services selected:

  • Retirement Plan Consulting Program — annual fees generally range up to 0.80% of plan assets or up to $100,000 for flat dollar amounts.
  • ERISA Investment Manager Program — annual fees generally range from 0.05% to 0.80% of plan assets or up to $100,000 for flat dollar amounts.
  • Co-Advisory Program — Eagle Strategies charges fees ranging from 0% to 1.25% of assets under management, which are paid in addition to the co-adviser's fees.
  • New York Life Premier Advisory Variable Annuity — advisory fees range from 0% to 1% of the policy's accumulation value per year.
View Full SEC Brochure

Location

935 South Main Street, Suite 400, Greenville, SC, 29601

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History

Regulatory History (1)
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Customer Dispute
October 2019
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Osvaldo works as an insurance broker, appointed with outside carriers to broker non-registered insurance products, dedicating a few hours per week. He also owns rental property and is a board member of NAIFA, and operates under G&H Financial Group, LLC to sell New York Life products and broker non-registered insurance products.

Employment History
Current Registrations
Eagle Strategies LLC
October 2021 - Present · 5 yrs
Nylife Securities LLCBroker
September 2018 - Present · 8 yrs 1 mo
State Registrations4 states
FLNCSCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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