KC
KC

Kristen Civin

9 Years of Experience
Fairfield, IA
Broker

Kristen Civin is a registered investment advisor, based in Fairfield, IA, with 9 years of industry experience.

Location

1776 Pleasant Plain Road, Fairfield, IA, 52556

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kristen is an advisory representative of a registered investment advisor, spending about 10-20% of her time on investment-related activities and trading. She also owns Osage + Lily, where she is an owner/partner, dedicating nearly full-time hours to this business.

Employment History
Current Registrations
Cambridge Investment Research, INC.
March 2017 - Present · 9 yrs 2 mos
Cambridge Investment Research Advisors, INC.
March 2017 - Present · 9 yrs 2 mos
Cambridge Investment Research, INC.Broker
March 2017 - Present · 9 yrs 2 mos
Previous Registrations
Ameriprise Financial Services, INC.
December 2016 - March 2017 · 3 mos
Ameriprise Financial Services, INC.Broker
June 2016 - March 2017 · 9 mos
State Registrations1 state
IA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kristen Civin - Financial Advisor | TrueAdvisor