Karen Corcoran
Karen Corcoran is a registered investment advisor at Corcoran Wealth Management LLC, based in Temecula, CA, with 15 years of industry experience. Karen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Investment Management, and 2 more. Their firm serves 34 clients with $2.7M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $10K | Included |
| $10K - $50K | 1.50% |
| $50K - $100K | 1.35% |
| $100K - $500K | 1.25% |
| $500K - $1.0M | 1.10% |
| $1M+ | 1.00% |
For assets under $10,000, a flat fee of $75.00 is charged. The annual fee is negotiable based upon certain criteria.
Fee Estimator
Location
Temecula, CA
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Karen is a sole proprietor and insurance agent since 2010, focusing on insurance sales and service. She spends about half her time on this activity, with about a quarter of her time dedicated to securities trading.
Employment History
Current Registrations
Corcoran Wealth Management LLC
Previous Registrations
Secure Investment Management, LLC
H.D. Vest Advisory Services, INC
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.