Alan Simpson
Alan Simpson is a registered investment advisor at Cetera Investment Advisers LLC, based in El Paso, TX, with 16 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
2150 Trawood Drive Suite A 200, El Paso, TX, 79935
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Alan sells fixed insurance products, including life, disability, annuities, and long-term care, with various companies. He also operates as an investment advisor under the DBA Retirement Advisors of the Southwest, dedicating about 10-20% of his time to this.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Great Nation Investment CorporationBroker
United Equity Securities, LLCBroker
State Registrations2 states
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