John Moore is a registered investment advisor at Morgan Stanley, based in Charlotte, NC, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
6805 Carnegie Boulevard, Suite 400, Charlotte, NC, 28211
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
April 2021 - Present · 5 yrs 5 mos
Morgan Stanley
April 2021 - Present · 5 yrs 5 mos
Previous Registrations
Truist Advisory Services, INC.
March 2021 - May 2021 · 2 mos
Truist Investment Services, INC.Broker
February 2021 - April 2021 · 2 mos
Bb&t Securities, LLC
November 2013 - March 2021 · 7 yrs 4 mos
Bb&t Securities, LLCBroker
November 2013 - February 2021 · 7 yrs 3 mos
Raymond James & Associates, INC.
February 2013 - November 2013 · 9 mos
Raymond James & Associates, INC.Broker
February 2013 - November 2013 · 9 mos
Morgan Keegan & Company, INC.
November 2010 - February 2013 · 2 yrs 3 mos
Morgan Keegan & Company, INC.Broker
March 2010 - February 2013 · 2 yrs 11 mos
State Registrations20 states
CACOCTDCFLGAINKSMINCNJNMNYOHRISCTNTXUTVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.