CB
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Charles Brocato
15 Years of Experience
Fortson, GA
2 Disclosures
Charles Brocato is a registered investment advisor at Wealthspire Retirement Advisory, based in Fortson, GA, with 15 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 7,532 clients with $39B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
147 advisors
Number of Clients
7,532 clients
Average Client Portfolio
$5.1M average
Assets Under Management
$38.6B
Fee Structure
Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.60% |
Fees range from 0.25% to 1.60% based on the nature of the services, portfolio composition, and rebalancing frequency. Rates are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Fortson, GA
Get directionsHistory
Regulatory History (2)
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Civil Bond
March 2005Criminal
January 2005Final Disposition
Employment History
Current Registrations
Wealthspire Retirement Advisory
January 2021 - Present · 5 yrs 9 mos
Previous Registrations
Bok Financial Securities, INC.Broker
April 2019 - January 2021 · 1 yr 9 mos
Bok Financial Asset Management, INC.
March 2019 - January 2021 · 1 yr 10 mos
Kestra Advisory Services, LLC
April 2016 - April 2019 · 3 yrs
NFP Advisor Services, LLC
February 2015 - September 2016 · 1 yr 7 mos
Kestra Investment Services, LLCBroker
January 2015 - April 2019 · 4 yrs 3 mos
Gwfs Equities, INC.Broker
November 2013 - January 2015 · 1 yr 2 mos
Van Gilder Retirement Solutions, LLC
March 2011 - August 2013 · 2 yrs 5 mos
Financial Telesis INCBroker
May 2010 - December 2010 · 7 mos
State Registrations2 states
COGA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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