Herman Johnson is a registered investment advisor, based in Hillsborough, NJ, with 15 years of industry experience.
Location
Hillsborough, NJ
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Herman is the treasurer/comptroller for First Baptist Church of Lincoln, an independent insurance agent with Avantax Insurance Agency Inc, and a tax preparer. These activities take nearly full-time hours.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Previous Registrations
Avantax Advisory Services
May 2012 - September 2025 · 13 yrs 4 mos
Avantax Investment Services, INC.Broker
May 2012 - September 2025 · 13 yrs 4 mos
Morgan Stanley Smith Barney LLC
August 2011 - June 2012 · 10 mos
Morgan Stanley Smith BarneyBroker
June 2010 - June 2012 · 2 yrs
State Registrations10 states
CADEFLGAMDNJNYPATNVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.