Catherine Adkins
Catherine Adkins is a registered investment advisor at Cetera Investment Advisers LLC, based in Littleton, CO, with 13 years of industry experience. Catherine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
5595 S Sycamore St, Littleton, CO, 80120
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Catherine is the Director of Operations at CC Coaching and Consulting, Inc., a financial services firm, dedicating full-time hours to processing paperwork and client requests. She also works as a rideshare driver for Lyft for a few hours per week and is a notary public, spending minimal time on this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Cetera Wealth Services, LLC
Previous Registrations
Cetera Advisor Networks LLC
Metlife Securities INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.