James Monken is a registered investment advisor at Morgan Stanley, based in Clayton, MO, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
7733 Forsyth Boulevard, Suite 2100, Clayton, MO, 63105
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Regulatory History (2)
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Customer Dispute
September 2023Pending
Customer Dispute
July 2023Award / Judgment
Employment History
Current Registrations
Morgan Stanley
September 2012 - Present · 13 yrs 10 mos
Morgan StanleyBroker
September 2012 - Present · 13 yrs 10 mos
Previous Registrations
Morgan Keegan & Company, INC.
June 2010 - September 2012 · 2 yrs 3 mos
Morgan Keegan & Company, INC.Broker
April 2010 - September 2012 · 2 yrs 5 mos
State Registrations21 states
AKCACOCTDEFLGAILINKSMIMONCNYOHRISCTNTXUTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.