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Alan Keppler

Titleist Asset Management, LLC
15 Years of Experience
Dallas, TX
1 DisclosureBroker
View SEC Summary
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Alan Keppler is a registered investment advisor at Titleist Asset Management, LLC, based in Dallas, TX, with 15 years of industry experience. Alan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 2,151 clients with $2.8B in assets under management.

Titleist Asset Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
44 advisors
Number of Clients
2,151 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$2.8B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.50%
$1.0M - $3.0M1.25%
$3M+1.00%

Fees are negotiable at the firm's discretion based on total assets under management, except for a mandatory 0.15% model manager fee if Shorebird Capital models are used.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Dallas, TX

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History

Regulatory History (1)
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Criminal
September 2007
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Alan operates as Managing Partner / Investment Advisor for Paragon Private Wealth Group, dedicating full-time hours to this business. He is also a Registered Representative with Titleist Capital, LLC and an Investment Adviser Representative with Titleist Asset Management, LLC.

Employment History
Current Registrations
Titleist Asset Management, LLC
April 2023 - Present · 3 yrs 6 mos
Titleist Capital, LLC
June 2020 - Present · 6 yrs 4 mos
Titleist Capital, LLCBroker
June 2020 - Present · 6 yrs 4 mos
Previous Registrations
Titleist Capital, LLC
June 2020 - August 2023 · 3 yrs 2 mos
J.P. Morgan Securities LLC
January 2019 - February 2020 · 1 yr 1 mo
J.P. Morgan Securities LLCBroker
January 2019 - February 2020 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2017 - January 2019 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2017 - January 2019 · 1 yr 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2012 - July 2017 · 5 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2012 - July 2017 · 5 yrs 6 mos
First Investors CorporationBroker
April 2010 - November 2011 · 1 yr 7 mos
State Registrations2 states
SCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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